Job Summary
A Reputable Firm seeks the services of a Risk & Compliance Manager
Minimum Qualification:
Degree
Experience Level:
Senior level
Experience Length:
5 years
Job Description
Plan, develop and implement an appropriate risk management framework, tools,
policies and procedures for the management” of financial, market and
operational risks across a wide range of activities in the Fund to ensure
that all existing and emerging risks are appropriately identified,
monitored and managed, and that any breaches are appropriately identified,
recorded and addressed
Advise management of the Fund in setting an operational risk appetite through the
provision of regular reports; assessments and monitoring of corrective
actions to ensure compliance with approved risk management strategies
Identify, manage, strengthen and alert management of all key inherent risks and
assist in designing effective control activities to mitigate such risks
Update and maintain all financial, market and operational risk management
systems, models, procedures and tools
Assist in ensuring compliance with regulatory and statutory provisions regarding
risk management, prompt reporting of risk positions and provision of
advice on possible resolutions of critical issues
Support the creation and communication of risk management policies, procedures and
guidelines
Assist in providing tools, techniques, training and professional guidance to
assist-the Fund to identify, analyse and respond to risks and compliance
issues
Review and manage key risks and provide assurance on risk management processes
Reports regularly on all risk issues, including compliance with relevant
regulatory, legal and internal requirements
Support the championing of risk management as an organisational policy
Evaluate the effectiveness of financial,market and operational risk management to
ascertain that legal obligations are appropriately met
Proactively carry out qualitative and quantitative risk sensitivity analysis of the
Fund
Perform scenario analysis and stress testing for risk exposures on the investment
portfolio of the Fund
Conduct market and operational risk investigations ‘and systems implementation
reviews to ensure that the Fund remains compliant with regulatory and
industry guidelines
Any other duties that may be assigned from time to time by the Chief Risk
Office
Qualification and Requirements
A minimum of a BSc/BA in law, finance, business administration or a related
field
At least 5 years work experience in the role.
Proven experience as a Compliance Manager
Experience in risk management
Knowledge of legal requirements and controls (e.g. Anti-Money Laundering, or AML)
Familiarity with industry practices and professional standards
Excellent communication skills
Integrity and professional ethics
Business acumen
Teamwork skills
Attention to detail
